Director, Asset Management Compliance
Company Name:
Leading Mutual Fund and Financial Services Group
Within Asset Management Compliance (AMC), the Compliance Program Management and Governance (CPMG) team is responsible for supporting Chief Compliance Officers (CCOs) in administering fund and adviser compliance program under Rules 38a-1 and 206(4)-7. The primary components of the program include:
Compliance policies and procedures (CPPs)
Risk assessments
Key risk meaEstimated Salary: $20 to $28 per hour based on qualifications.
Leading Mutual Fund and Financial Services Group
Within Asset Management Compliance (AMC), the Compliance Program Management and Governance (CPMG) team is responsible for supporting Chief Compliance Officers (CCOs) in administering fund and adviser compliance program under Rules 38a-1 and 206(4)-7. The primary components of the program include:
Compliance policies and procedures (CPPs)
Risk assessments
Key risk meaEstimated Salary: $20 to $28 per hour based on qualifications.
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